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Compliance Technology Analyst

Apply now Job ID 45925371088 Date posted 03/13/2023

Primary Locations: Toronto, Ontario

Attendance: Hybrid

Employee Status: Regular

Schedule: Full-time

This position is part of the Wealth Management Service Delivery Group focussing on data archiving at National Bank Financial Group.

Location: Toronto

Are you ready to join our team of designers, builders, and integrators of world class trading technology?  Are you motivated by accomplishing remarkable things that have a positive impact and change the world?  As our newest Electronic Trading Business Analyst, you will work with our developers, quants, traders, and technology experts to implement, test, and continuously deliver new features and products to our clients.

Main Responsibilities

  • Understand and become familiar with existing and new compliance guidelines / legislation around data archiving requirements with the finance industry in Canada in general and at NBC specifically.
  • Learn and follow / implement regulations as set out by the Office of the Superintendent of Financial Institutions (OSFI), Ontario Securities Commission (OSC), and FINRA—the Financial Industry Regulatory Authority, especially in relation to data archiving.
  • Manage and maintain the system that captures and monitors communications between traders and clients as well as internal communications within Financial Markets (chat applications).
  • Optimize processes and improve the efficiency of the technology
  • Research new technologies and software solutions - out-of-the-box innovative thinkers are highly valued
  • Interact with internal partners as well as key vendors in all aspects of this role.
  • Documentation of all efforts for support, maintenance and reference purposes using existing tools.

We want to contribute to your quality of life by offering you as much flexibility as possible in your work. For example, we offer hybrid work (remote and in the office), work schedule arrangements to help you achieve work/life balance and flexible leave that you can take when it’s important to you.


  • Degree in Computer/Software Engineering, or related discipline with a minimum of 1+ years of experience as a Business Analyst in Capital Markets
  • Experience in the financial regulatory / compliance industry
  • Working knowledge / experience with trading systems, EMS/OMS, SOR’s required
  • Experience with FIX protocol, Cloud computing are assets
  • Familiarity with application monitoring / incident resolution
  • Enjoy and have interest working within the dynamic environment of Capital/Financial Markets
  • Excellent communication skills in English, both spoken and written

Your benefits:

In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.

  • Health and wellness program, including many options
  • Flexible group insurance
  • Generous pension plan
  • Employee Share Ownership Plan
  • Employee and Family Assistance Program
  • Preferential banking services
  • Initiatives promoting community involvement
  • Telemedicine service
  • Virtual sleep clinic

These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family. 

Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.

We're putting people first : 

We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people.   Our mission is to have a positive impact on peoples' lives.

Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. 

We want our recruitment process to be fully accessible. If you require accommodations, feel free to let us know during your first conversations with us.

We welcome all candidates! What can you bring to our team?

Ready to live your ambitions?

JobField: IT

Unposting Date: 2023-03-27

Job Number: FUN0005W

Posting Date: 2023-03-13

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