Skip Navigation

Senior Operational Regulatory Compliance Advisor

Apply now Job ID 18455372 Date posted 01/12/2021

Primary Locations: Montreal, Quebec

Employee Status: Regular

Schedule: Full-time


Do you want to work in a changing and stimulating environment with a team of versatile professionals?
Are you passionate about financial markets and have an interest in changes to the regulatory framework?
Do you want to showcase your solution design skills and adapt to evolving regulatory requirements?

As a Senior Operational Regulatory Compliance Advisor, you will be responsible for establishing and maintaining an effective compliance framework that supports all sectors in the Financial Markets Operations group.  Joining our team means growing in a dynamic environment that's constantly evolving.

Your main responsibilities:

•    Act as an expert for the Financial Markets Operations group by ensuring our processes comply with our regulatory obligations
•    Ensure that a control environment is created and maintained using a risk-based approach
•    Work closely with the Senior Operational Risk Advisor
•    Establish and maintain a reference library of requirements and standards applicable to the Financial Markets Operations sector and monitor future changes to regulatory requirements to evaluate their potential impact 
•    Make recommendations aimed at reducing regulatory risks for Financial Markets Operations to ensure the efficiency of operations and the quality of compliance information 
•    Ensure Financial Markets Operations employees are aware of and understand compliance obligations


  • Bachelor's degree in a related field and five years' relevant experience OR Master's degree in a related field and three years' relevant experience 
  • Member of the Quebec bar, an asset
  • Experience in regulatory compliance
  • Experience with the regulations that apply to the financial market industry
  • Knowledge of financial markets, derivatives and listed products
  • Strong priority management and work organization skills
  • Autonomy, initiative and good people skills
  • Entrepreneurial spirit, drive, discipline and proactivity
  • Bilingualism, spoken and written (English/French), essential

The Bank has innovated by modernizing its performance evaluation system to better meet our clients’ evolving needs. From now on, the corporate values (expected behaviours) of partnership, agility and empowerment count as much as the business objectives. 

Working at National Bank means having access to competitive working conditions, a wide range of employee benefits, a dynamic work environment and telemedicine services. 

 National Bank values all aspects of diversity and sees it as a tremendous source of wealth. We want to offer an open, respectful work environment where all employees can achieve their full potential. Senior management has made a concrete commitment to promote this value across all sectors of the organization.  We're committed to providing accommodations as needed and ensuring accessibility during the recruitment process and after hiring.  If you have any specific needs, please let us know during our initial conversation and we'll be happy to accommodate you. 

JobField: Risk Management

Unposting Date: 2021-01-26

Job Number: OPE002KT

Posting Date: 2021-01-19

Apply nowSend this opportunity via email

Job Matching

Let us search jobs for you based on the skills and experience listed in your profile.

Start matching