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Senior Operational Regulatory Compliance Advisor

Apply now Job ID 13964831632 Date posted 09/07/2021

Primary Locations: Montreal, Quebec

Employee Status: Regular

Schedule: Full-time


  • Do you want to work in a stimulating and constantly evolving environment with a team of versatile professionals?
  • Are you passionate about financial markets and interested in the evolution of the regulatory framework?
  • Do you want to showcase your solution design skills and adapt to changing regulatory requirements?

As a Senior Operational Regulatory Compliance Advisor, you will be responsible for establishing and maintaining an effective compliance framework that supports all sectors in the Financial Markets Operations group.  Joining our team means growing in a dynamic environment that's constantly evolving.

Your main responsibilities:

  • Act as an expert for the Financial Markets Operations group by ensuring the sector's processes comply with our regulatory obligations
  • Participate in the design, implementation and evolution of a control environment established using a risk-based approach
  • Work closely with the stakeholders involved (Regulatory Compliance, Legal, Operational Risk, business line and the various parties involved under Operations)
  • Establish and maintain a reference library of requirements and standards applicable to the Financial Markets Operations sector and, in collaboration with the Compliance sector, monitor future changes to regulatory requirements to evaluate their potential impact and proactively initiate actions to comply with them in a timely manner
  • Familiarize yourself with the overall footprint of the regulatory requirements based on the controls and activities in place in order to assess and report on the sector's residual risks
  • Make recommendations aimed at reducing regulatory risks for Financial Markets Operations to ensure the efficiency of operations and the quality of compliance information
  • Ensure Financial Markets Operations employees are aware of and understand compliance obligations
  • Support senior managers in producing and following up on action plans to meet regulatory requirements


  • Bachelor's degree OR Master’s degree in a related field
  • Experience in regulatory compliance
  • Experience with the regulations that apply to the financial market industry
  • Knowledge of financial markets, derivatives and listed products
  • Strong priority management and work organization skills
  • Autonomy, initiative and good people skills
  • Entrepreneurial spirit, drive, discipline and proactivity
  • Bilingualism, both spoken and written (English and French), essential

Your benefits

Upon hiring, you will be eligible for a wide range of benefits. In addition to competitive compensation, we offer attractive benefits for you and your family:

  • Health and wellness program, including many benefits
  • Flexible group insurance
  • Defined benefit pension plan
  • Employee Share Ownership Plan
  • Employee and family assistance program
  • Preferred banking services
  • Volunteer program
  • Telemedicine
  • Virtual sleep clinic

These are just a few of the many benefits we offer. We've rolled out a number of additional measures to ensure your health, safety and wellbeing during the pandemic. 

Our dynamic work environments and cutting-edge collaboration tools foster a pleasant employee experience.  We value employees' ideas and use surveys and other programs to encourage feedback and ongoing communication.

We're putting people first

We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people.   Our mission is to have a positive impact on peoples' lives.

Our core values of partnership, agility, and empowerment inspire us,  and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. 

We want our recruitment process to be fully accessible. If you require accommodations, feel free to let us know during your first conversations with us.

We welcome all candidates! What can you bring to our team?

Ready to live your ambitions?

#LI-CB1

JobField: Operations

Unposting Date: 2021-09-21

Job Number: OPE002RX

Posting Date: 2021-09-07

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