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Legal Advisor

Apply now Job ID 21551126528 Date posted 01/10/2022

Primary Locations: Montreal, Quebec

Employee Status: Temporary

Timeframe: 18 months

Schedule: Full-time

  • Do you have an interest in Wealth Management?
  • Do you have expertise in regulatory compliance?
  • Would you like to work in a friendly environment with a team spirit?

The team's mandate is to assume responsibility of the regulatory watch process, including the capture and analysis of new regulations, decisions and various reports and to draft and revise internal policies and standards according to applicable regulations while working in close collaboration with compliance teams supporting Wealth Management business lines. Being a legal advisor in regulatory compliance also means supporting your colleagues and your manager in order to help them answer questions relating to the application of the regulations.

Your main challenges

  • Capture and analyze new Bills and new regulations; to inform business lines of upcoming regulatory changes and support them in the implementation of these new requirements;
  • Ensure governance of the regulatory watch process and coordination with the various compliance teams;
  • Analyze, interpret, and summarize various documents (case law, decisions, reports);
  • Draft and review internal policies of the Compliance department according to applicable regulations;
  • Identify and interpret applicable regulatory requirements (securities laws, IIROC dealer member rules);
  • Ensure governance of quarterly and annual reports.

Required Profile

  • Completed Bachelor of Laws degree
  • 2 to 4 years of experience in the securities industry
  • Member of the Québec Bar
  • Canadian Securities Course (CSC) and Conduct Standards Manual (MNC) course, desirable
  • Strong analytical and writing skills (in plain language)
  • Ability to work in a team, communication skills and thoroughness
  • Have good judgment and interest in learning, demonstrate versatility and initiative
  • Bilingualism (spoken / written) French and English, essential

Your benefits

Upon hiring, you will be eligible for a wide range of benefits. In addition to competitive compensation, we offer attractive benefits for you and your family:

  • Health and wellness program, including many benefits
  • Flexible group insurance
  • Defined benefit pension plan
  • Employee Share Ownership Plan
  • Employee and family assistance program
  • Preferred banking services
  • Volunteer program
  • Telemedicine
  • Virtual sleep clinic

These are just a few of the many benefits we offer. We've rolled out a number of additional measures to ensure your health, safety and wellbeing during the pandemic. 

Our dynamic work environments and cutting-edge collaboration tools foster a pleasant employee experience.  We value employees' ideas and use surveys and other programs to encourage feedback and ongoing communication.

We're putting people first

We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people.   Our mission is to have a positive impact on peoples' lives.

Our core values of partnership, agility, and empowerment inspire us,  and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. 

We want our recruitment process to be fully accessible. If you require accommodations, feel free to let us know during your first conversations with us.

We welcome all candidates! What can you bring to our team?

Ready to live your ambitions?


JobField: Legal

Unposting Date: 2022-01-24

Job Number: LEG000CU

Posting Date: 2022-01-10

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